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  DateDocument Type Title Issuer/Entity
30 Apr 2024 Issuer In-Depth Nomura Holdings, Inc.: Fiscal 2023 update: Recoveries in domestic retail and wholesale businesses help increase profit Nomura Holdings...
Nomura Securiti...
29 Mar 2024 Credit Opinion Kestra Advisor Services Holdings A, Inc.: Update following ratings affirmation Kestra Advisor Services Holdings A, Inc.
14 Mar 2024 Rating Action Moody's affirms ratings of Charles Schwab Corporation (senior at A2), outlook stable Charles Schwab ...
TD Ameritrade H...
10 Mar 2024 Rating Action Moody's affirms Kestra's ratings (B3 corporate family rating), outlook stable Kestra Advisor Services Holdings A, Inc.
08 Mar 2024 Announcement of Periodic Review Moody's announces completion of a periodic review of ratings of Daiwa Securities Group Inc. Daiwa Securitie...
Daiwa Securitie...
Daiwa Securitie...
06 Mar 2024 Issuer In-Depth Retail & Independent Brokers - US: Q4 2023: Despite expense heavy Q4, peer group enters 2024 with record client assets, stabilized client cash balances Charles Schwab ...
LPL Holdings, I...
Oppenheimer Hol...
Raymond James F...
29 Feb 2024 Issuer Profile Daiwa Securities Group Inc.: Key facts and statistics - Q3 December 2023 Daiwa Securities Group Inc.
26 Feb 2024 Rating Action Moody's affirms Lazard's senior unsecured debt at Baa3, outlook stable Lazard Group LLC
21 Feb 2024 Credit Opinion Nomura Holdings, Inc.: Update following rating affirmation, outlook changed to stable Nomura Holdings, Inc.
16 Feb 2024 Credit Opinion Jefferies Financial Group Inc.: Update to credit analysis following ratings affirmation Jefferies Financial Group Inc.
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